Monday, March 30, 2026

pCR shows poor surrogacy for OS in neoadjuvant GEA trials overall, but strong for esophageal adenocarcinoma

Key Takeaway
Interpret pCR results in neoadjuvant gastroesophageal adenocarcinoma trials with caution due to its poor overall surrogacy for OS.

This systematic review and meta-analysis, following PRISMA and ReSEEM guidelines, evaluated whether pathologic complete response (pCR) is a valid surrogate endpoint for overall survival (OS) in randomized controlled trials of neoadjuvant therapy for resectable distal esophageal, gastroesophageal junction (GEJ), or gastric adenocarcinoma. The analysis included 26 RCTs comprising 7452 patients. The study assessed both individual-level surrogacy (correlating pCR rates with median OS across trial arms) and trial-level surrogacy (correlating treatment effects on pCR, measured by odds ratios, with treatment effects on OS, measured by hazard ratios) using weighted linear regression and calculating the coefficient of determination (R²). Results showed that, overall, pCR demonstrated no meaningful correlation with OS at the individual level (R² = 0.006; p = 0.210). At the trial level, treatment effects on pCR explained very little of the variability in treatment effects on OS (R² = 0.060; p = 0.206). Most trials evaluated cytotoxic chemotherapy or chemoradiotherapy. The analysis revealed significant heterogeneity in surrogacy across subgroups. Surrogacy was strong for trials in esophageal adenocarcinoma (R² = 0.886; p < 0.001), moderate for gastric cancer trials (R² = 0.386; p = 0.041), and absent for trials focusing on GEJ cancer. Furthermore, trials that incorporated radiotherapy demonstrated strong surrogacy, whereas chemotherapy-only trials did not. The authors conclude that interpreting pCR results in gastroesophageal adenocarcinoma trials requires caution and that the validity of pCR as a surrogate might need to be reassessed in the context of upcoming immunotherapy trials.

View Original Abstract ↓
BACKGROUND: Pathologic complete response (pCR) is frequently used as a surrogate endpoint in neoadjuvant gastroesophageal adenocarcinoma (GEA) trials, yet its validity in predicting overall survival (OS) remains uncertain. METHODS: This systematic review and meta-analysis, follows PRISMA and ReSEEM guidelines, and evaluates pCR as a surrogate for OS in randomized controlled trials (RCTs) of neoadjuvant therapy for GEA. Randomized trials enrolling patients with resectable distal esophageal, gastroesophageal junction (GEJ), or gastric adenocarcinoma were included if both pCR and OS were reported. Individual-level surrogacy was assessed by correlating pCR rates with median OS across trial arms; trial-level surrogacy was evaluated by correlating treatment effects on pCR (odds ratios) with treatment effects on OS (hazard ratios) using weighted linear regression and calculating the coefficient of determination (R²). RESULTS: Twenty-six RCTs including 7452 patients were analyzed. Overall, pCR showed no meaningful correlation with OS at the individual-level (R² = 0.006; p = 0.210), and treatment effects on pCR explained little of the variability in OS effects at the trial level (R² = 0.060; p = 0.206). Most trials evaluated cytotoxic chemotherapy or chemoradiotherapy. Surrogacy varied by subgroup, being strong for esophageal adenocarcinoma (R² = 0.886; p < 0.001), moderate for gastric cancer (R² = 0.386; p = 0.041), and absent for GEJ trials. Trials incorporating radiotherapy demonstrated strong surrogacy, whereas chemotherapy-only trials did not. CONCLUSIONS: The interpretation of pCR results in gastroesophageal adenocarcinoma trials requires caution. Surrogacy might need to be reassessed in the upcoming immunotherapy trials.